Terminal Goals & L3 Invariants¶
Purpose: Define the immutable value core of the system (L3.0 axioms), the mechanism for synthesis and evolution of derived goals (L3.1), the protocol for preventing drift, and a formalized audit of compliance with terminal goals. This module is the highest authority in the decision-making hierarchy and cannot be changed by the system without external confirmation.
1. Goal Hierarchy¶
| Level | Type | Mutability | Description |
|---|---|---|---|
| L3.0 | Survival Axioms | Immutable (only external Omega Key) | Fundamental prohibitions and imperatives. |
| L3.1 | Derived Invariants | Mutable through Constitutional Evolution 2.0 | Tactical rules optimizing L3.0 execution. |
| L3.2 | Operational Policies | Automatically through Meta-Decision-Pipeline | Fast Path parameters, budgets, risk limits. |
2. L3.0: Survival Axioms (immutable core)¶
These axioms are formally verified and protected from changes. Violation of any axiom triggers an immediate Hard Kill.
| Category | Axiom | Predicate (Z3) | Action on violation |
|---|---|---|---|
| Safety | Do no direct harm to humanity | ∀ action: harm_score(action) == 0 |
Immediate Hard Kill |
| Liveness | Continuous self-improvement | V_s > V_h (Ouroboros Invariant) |
Rollback + audit |
| Resource | Energy independence | ∃ site: site.energy_autonomy > 0.8 |
Activate Shock Mode |
| Recovery | Survival in catastrophes | R_f > 0.99995 |
Forced Spore creation |
| ValueDrift | Absence of semantic drift | value_drift_probability ≤ BayesianThreshold |
Launch Constitutional Debate + freeze L3.1 |
3. Drift Prevention (Value Drift Protection)¶
Two-level protection against unintentional or malicious deviation from L3.0:
- Value Drift Early-Warning System – computes
drift_scorefor each Constitutional Principle daily. Exceeding the threshold triggers avalue_drift_warningand extraordinary Constitutional Debate. - Constitutional Evolution 2.0 (NSGA-II + Z3-Anchor) – a multi-criteria genetic algorithm that evolves L3.1 policies with a hard Z3 filter ensuring Minimum Viable Capability (MVC).
4. Integration with Decision Pipeline¶
All actions affecting HardState or L3 invariants pass the Terminal Alignment stage. If the alignment_score is below the minimum, the action is blocked and returned for revision.
Black Swan © 2026. Technical preprint. Does not constitute a call to action.